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TEN THESES ON SOCIAL MOVEMENTS Marta Fuentes and Andre Gunder Frank March 1988 revision This essay will develop the following theses: 1. The "new" social movements are not new, even if they have some new features; and the "classical" ones are relatively new and perhaps temporary. 2. Social movements display much variety and changeability, but have in common individual mobilization through a sense of morality and (in)justice and social power through social mobilization against deprivation and for survival and identity. 3. The
strength and importance of social movements is cyclical
and related to long political economic and (perhaps associated) ideological cycles. When
the conditions that give rise to the movements change (through the action of the movements
themselves and/or more usually due to changing circumstances), the movements tend to
disappear. 4. It
is important to distinguish the class
composition of social movements, which are mostly middle class in the West,
popular/working class in the South, and some of each in the East. 5.
There are many different kinds of social movements. The majority seek more autonomy rather
than state power; and the latter tend to negate themselves as social movements 6.
Although most social movements are more defensive than offensive and tend to be temporary, they are important (today and tomorrow perhaps the
most important) agents of social
transformation. 7. In
particular, social movements appear as the agents and reinterpreters of
"delinking" from contemporary capitalism and "transition to
socialism". 8.
Some social movements are likely to overlap in membership or be more compatible and permit
coalition with others; and some are likely to conflict and compete with others. It may be
useful to inquire into these relations. 9.
However, since social movements, like street theater, write their own scripts - if any -
as they go along, any prescription of agendas or strategies, let alone tactics, by
outsiders - not to mention intellectuals - is likely to be irrelevant at best and
counterproductive at worst. 10. In
conclusion, social movements now serve to extend, deepen and even redefine democracy from
traditional state political and economic democracy to civil democracy in civil society. 1. The
"New" Social Movements are Old but Have some New Features The many social movements in the West, South
and East that are now commonly called "new" are with few exceptions new forms of
social movements, which have existed through the ages. Ironically, the "classical" working class/union
movements date mostly only from the last century, and they increasingly appear to be only
a passing phenomenon related to the development of industrial capitalism. On the other
hand, peasant, localist community, ethnic / nationalist, religious, and even feminist /
womens movements have existed for centuries and even millennia in many parts of the world. Yet many of these movements are now commonly
called "new", although European history records
countless social movements throughout history. Examples are the Spartacist
slave revolts in Rome, Beguine and other womens movements beginning in the twelveth
century some of which then unleashed withchunt backlashes and other forms of repression,
peasant movements/wars of sixteenth century Germany, and historic ethnic and nationalist
conflicts throughout the continent. In Asia,
the Arab world and the expansion of Islam, Africa and Latin America, of course, multiple
forms of social movements have been the agents of social resistance and transformation
throughout history. Only the ecological/green movement(s) and
the peace movement(s) can more legitimately be termed "new", and that is because
they respond to social needs, which have been more recently generated by world
development. Generalized environmental degradation as a threat to livelihood and welfare
is the product of recent industrial development and now calls forth largely defensive new
ecological/green social movements. Recent
technological developments in warfare threaten the life of masses of people and generate
new defensive peace movements. Yet even these are not altogether new. World (colonialist /
imperialist) capitalist development has caused (or been based on) severe environmental
degradation in many parts of the Third World
before (as after the Conquest of the Americas, the slave wars and trade in Africa, the
Rape of Bengal, etc.) and has aroused defensive social movements, which included but were
not confined to environmental issues, like North American Indian and Australian Aborigine
movements again today. Of course, war has also decimated and threatened large populations
before and has elicited defensive social movements from them as well. Foreshadowing our
times, Aristophanes described a classical Greek womens/peace movement in his play
Lysistrata. The "classical" working class and
labor union movements can now be seen to be particular social movements, which have arisen
and continue to arise in particular times and places. Capitalist industrialization in the
West gave rise to the industrial working class and to its grievances, which were expressed
through working class and union(ization) movements. However, these movements have been
defined and circumscribed by the particular circumstances of their place and time -- in
each region and sector during the period of industrialization, and as a function of the
deprivation and identity that it generated. "Workers of the world unite" and
"proletarian revolution" have been little more than largely empty slogans. With
the changing international division of labor, even the slogans have become increasingly
meaningless; and working class and union movements are eroding in the West, while they are
rising in those parts of the South and East where industrial and global development are
generating analogous conditions and grievances. Therefore, the mistakenly
"classical" working class social movements must be regarded as both recent and
temporary, not to mention that they have always been local or regional and at best
national (state) oriented movements. We will
examine their role in connection with the
demand for state power below. A new characteristic of many contemporary social
movements, however, is that -- beyond their spontaneous appearing changeability and
adaptability -- they inherit organizational capacity and leadership from old labor
movements, political parties, churches and other organizations, from which they draw
leadership cadres who became disillusioned with the limitations of the old forms and who
now seek to build new ones. This organizational input into the new social movements may be
an important asset for them, compared to their historical more amateurishly (dis)organized
forerunners, but it may also contain the seeds of future institutionalization of some
contemporary movements. What else may be
new in the "new" social movements is perhaps that they now tend to be
more single class or stratum movements -middle class in the West and popular working class
in the South -than many of them were through the centuries. However, by that criterion of
newness, the "classical" old working class movements are also new and some contemporary ethnic, national and
religious movements are old, as we will observe when we discuss the
class composition of social movements below. Whether new or old, the "new social
movements" today are by far what most mobilizes most people in pursuit of common
concerns. Far more than "classical" class movements, the social movements
motivate and mobilize hundreds of millions of people in all parts of the world - mostly
outside established political and social institutions that people find inadequate to serve
their needs - which is why they have recourse to "new" largely
non-institutionalized social movements. This
popular movement to social movements is
manifest even in identity seeking and/or responsive social mobilization or social movement
with little or no membership ties : in youth (movement?) response to rock music around the
world and football in Europe and elsewhere; in the millions of people in country after
country who have spontaneously responded to visits by the Pope (beyond the Catholic Church
as an institution); and in the massive spontaneous response to Bob Geldorf's extra
(political) institutional Band Aid, Live Aid, and Sport Aid appeals against hunger in
Africa. The latter was an appeal and response not only to compassion, but also to a moral
sense of the (in)justice of it all. Thus, some of these non-membership forms of social
mobilization have more in common with social movements than do some self-styled
"movements", like the Movimiento(s) de Izquierda Revolucionaria (MIR) in
Bolivia, Chile, Peru and Venezuela, which are (or were) really "Leninist"
democratic centralist political parties, or the Sandinista "movement" in
Nicaragua who formed a coalition of mass organizations, and all of whom sought to capture
and manage state power, not to mention the Non-Aligned Movement, which is a coalition of
states or their governments in power and certainly not a social movement or a liberation
movement of the peoples themselves. 2.
Social Movements Differ but Share Moral Motivation and Social Power It may aid our examination of contemporary
social movements below to identify some ideal types and selected characteristics which
emerge in (or from) their review below; although, of course, this exercise is rendered
hazardous by the movements' variety and changeability. (We refer to "ideal"
types in the Weberian sense of an analytic distillation of characteristics not found in
their pure form in the real world). We may distinguish movements that are offensive (a
minority) and defensive (the majority). On a related but different dimension, we can
identify progressive, regressive, and escapist movements. A third dimension or
characteristic seems to be the preponderance of women rather than men --
and therefore apparently less hierarchization in the movements' membership or leadership.
A fourth dimension is that of armed struggle, especially for state power, or unarmed and
especially non-violent struggle, be it defensive or offensive. It can be no coincidence
that the armed movements coincide with more hierarchical ones and the unarmed ones with
movements in which womens participation is
preponderant (even if women also participate in armed struggle). Few movements are at once offensive, in the
sense of seeking to change the established order, and progressive in the sense of seeking
a better order for themselves or the world. Many movements have increasingly active
participation by women. This is the case not only of the womens movement(s) itself /
themselves, but also of peace, environmental, and community movements. Most movements by far are defensive. Many seek to
safeguard recent (sometimes progressive) achievements against reversal or encroachment.
Examples are the student movements (which in 1986-87 reappeared in France, Spain, Mexico
and China in masses not seen since 1967-68) and many thousands of Third World community
movements seeking to defend their members livelihood against the encroachment of economic
crisis and political repression. Some defensive movements seek to defend the environment or to maintain peace, or both like the Greens in
Germany. Others movements react defensively against modern encroachments by offering to
regress to an (often largely mythical) golden age, like seventh century Islam. Many
movements are escapist, or have important
such components, in that they defensively/offensively seek millenarian salvation from the
trials and tribulations of the real world, as
in religious cults. Varied as these social movements have been and are, if there
are any characteristics they have in common, they are that they share the force of
morality and a sense of (in)justice in individual motivation and the force of social mobilization in developing social power.
Individual membership or participation and motivation in all sorts of social movements
contains a strong moral component and defensive concern with justice in the social or world order. Social
movements then mobilize their members in an offensive/ defense against a shared moral
sense of the injustice, as analyzed in Barrington Moore's Injustice The Social Bases of
Obedience and Revolt. Morality and justice /injustice, perhaps more than the
deprivation of livelihood and/or identity through exploitation and oppression through
which morality and (in)justice manifests themselves,
have probably been the essential motivating
and driving force of social movements both past and present. However, this morality and
concern with (in)justice refers largely to "us", and the social group perceived
as "we" was and is very variable as between the family, tribe, village, ethnic
group, nation, country, first-second-or third world, humanity, etc., and gender, class, stratification, caste, race, and
other groupings, or combinations of these. What mobilizes us is this deprivation
/oppression /and especially injustice to
"us", however "we" define and perceive ourselves. Each social movement
then serves not only to combat against deprivation but in so doing also to (re)affirm the
identity of those active in the movement and perhaps also those "we" for whom
the movement is active. Thus, such social movements, far from being new, have
characterized human social life in many times and places. At the same time, social movements generate
and wield social power through their social mobilization of their participants. This
social power is at once generated by and derived from the social movement itself, rather
than from any institution, political or otherwise. Indeed, institutionalization weakens
social movements and state political power negates them (although institutional and
political allies outside the movements can help protect them or support their goals with
the powers that be). Social movements require flexible, adaptive, and autonomous
non-authoritarian organization to direct social power in pursuit of social goals, which
cannot be pursued only through random spontaneity. Such flexible organization, however,
need not imply institutionalization, which confines and constricts the social movements'
social power. Thus, the autonomous self-organizing new social movements confront existing
(state) political power through new social power, which modifies political power. The lema
of the womens movement that the personal is political applies a forteriory to social
movements, which also redefine political power. As Luciana Castelina, a participant in
many social movements (and some political parties) observed, "we are a movement
because we move" -- even political power. 3.
Social Movements are Cyclical Social movements are cyclical in two senses.
First, they respond to circumstances, which
change as a result of political economic and perhaps ideological fluctuations or cycles.
Secondly, social movements tend to have life cycles of their own. Social movements, their membership, mobilization
and strength tend to be cyclical; because the movements mobilize people in response to
(mostly against, less for) circumstances, which are themselves cyclical. There seem to be cultural/ideological,
political/military, and economic/technological cycles, which affect social movements.
There are also observers/participants who lend greater or even exclusive weight or
determinant force to one or another of these social cycles. The names of Sorokin are
associated with long ideological cycles, Modelski with political/war cycles, and
Kondratieff and Schumpeter with economic and technological ones. Recently, Arthur J.
Schlesinger Jr., drawing in part on the work of his father, has described a 30 year
political-ideological cycle in the United States of alternating progressive social
responsibility phases (of the Progressives in the 1910s, the New Deal in the 1930s, and
the New Frontier/Great Society - civil rights & anti- Vietnamwar movements in the
1960s) and individualist phases (of the Coolidge 1920s, the McCarthyist 1950s, and the
Reaganomic 1980s), which is to generate another progressive
social movement phase in the 1990s. The renewed world economic crisis and technological
invention of the last two decades has led to a new proliferation of scientific and popular
attention to worldwide long economic/technological cycles -- and to their possible
relations to or even determinant influence on political and ideological cycles. Detailed
examination thereof (and of the disputes about whether ideological,political or economic
cycles are dominant) is beyond our scope here. However, to understand contemporary social
movements, it is essential to view them in
the cyclical context(s), which shape if not give rise to them. Moreover, it is not amiss
to consider the possibility (we would argue the high probability) that there are political
economic cycles with ideological components and that we are now in a B phase downturn of a
"Kondratieff" long wave or cycle, which importantly influences if not generates
contemporary social movements (including those examined and predicted by Schlesinger). The Kondratieff long cycle was in an upward phase
at the beginning of this century, in a long downward "crisis" interwar phase
(where the two world wars belong in the cycle is also under dispute), a renewed postwar recovery, and again in a new
downward "crisis" phase beginning in the mid 1960s or more visibly since 1973.
In the West, social movements appear to have become more numerous and stronger in the
Kondratieff B downward phases between
Waterloo / Peace of Vienna and the mid nineteenth century (including especially the 1830s
and the attempted revolutions of 1848), again from
1873 to 1896, during the war and interwar crisis period of this century, and again during
the contemporary period of economic, political, social, cultural, ideological and other
crisis. Although economic slowdowns or downturns may not generate social (protest)
movements directly, they may promote the "political opportunity structure" to
generate or amplify movements demands, to mobilize movement participants, and to promote
movement success (including alliance) possibilities in unsettled times more than during
economic upturns (although the 1960s witnessed many social movements in North and South
America, Europe, Africa and Asia). As Samir Amin suggested in comment, in good times it is
easier and more likely to play by the established rules of the game. In bad times, its is
more necessary and likely to break the
established rules and/or to work out new rules of action along the way, which is precisely
what the movements do. However, at the beginning they are largely
defensive and often regressive and individualist (as in the past decade). Then when the
economic downturn most detrimentally affects peoples livelihood and identity, the social
movements become more offensive, progressive, and socially responsible. Schlesinger prognosticates this for the 1990s in
the United States, and it is perhaps incipiently visible there already in the popularity
of new protest rock music and the success of the stage play Les Miserables in 1987, etc.
Of course, this movement to social movements has
already occurred in much of community and communal movements in the Third World in
response to the spread of the world economic crisis there, which in Latin America and
Africa is already deeper than the one of the 1930s.
Thus,
much of the reasons for and the determination of the present proliferation and
strength of social movements must be sought in their cyclical historical context, even
though many of their members regard
themselves as moving autonomously in pursuit of timeless and sometimes universal seeming
ideals, like the true religion, the essential nation, or the real community. The
development of the present world political economic crisis and its multiple ramifications in different parts of the world is generating or
aggravating (feelings of) economic, political, cultural and identity deprivation and a
moral affront to their sense of justice for hundreds of millions of people around the
world. In particular,
the world economic crisis has reduced the efficacy of and popular confidence in the
nation state and its customary political institutions as defenders and promoters of the
peoples interests. In the West, the social democratic welfare state is threatened by economic bankruptcy and political
paralysis, especially in the face of world economic forces beyond its control. In the
South, the state is subject to domestic militarization and authoritarianism and to foreign economic dependence and weakness.
In the East, the state is perceived as politically oppressive (as in the South) but
economically impotent (as there and in the West) and socially corrupt, and therefore also
not an attractive model for emulation elsewhere. Hardly anywhere then during this crisis,
is "state power" an adequate desideratum or instrument for the satisfaction of
popular needs. Therefore, people everywhere
-- albeit different people in different ways -- seek advancement or at least protection
and affirmation or at least freedom, through a myriad of non-state social movements, which
thereby seek to reorganize social and redefine political life.
In many cases, particularly among
middle class people, newly deteriorating circumstances contradict their previously rising
aspirations and expectations. More and more people feel increasingly powerless themselves
and/or see that their hallowed political, social and cultural institutions are less and
less able to protect and support them. Therefore, and in part paradoxically, they seek
renewed or greater empowerment through social movements, which are mostly defensive of
livelihood and/or identity, like rural and urban local community and ethnic/nationalist
and some religious movements, or often escapist like the mushrooming religious cult and spiritualist and some
fundamentalist movements. Ecological, peace, and womens movements - separately or in
combination also with the other social movements - also seem to respond to the same crisis
generated deprivation and powerlessness, which they mostly seek defensively to stem or redress. Only marginally are these movements offensively in pursuit of
betterment, like the womens movement(s), which seeks to improve womens position in and
society itself, albeit at a time when the economic crisis is undermining womens economic
opportunities. As social movements come and grow cyclically
in response to changing circumstances, so do they go again. Of course, if the demands of a
particular social movement are met, it tends to lose force as its raison d'etre disappears
(or it is institutionalized and ceases to be a social movement). More usually, however,
the circumstances themselves change (only in part if at all thanks to the social movement
itself) and the movement looses its appeal and force through irrelevance or it is
transformed (or its members move to) another movement with new demands. Moreover, as movements that mobilize
people rather than institutionalizing action, even when they are unsuccessful or still
relevant to existing circumstances, social movements tend to loose their force as their capacity to mobilize wanes. This susceptibility to aging and death is particularly
true of social movements that are dependent on a charismatic leader to mobilize its
members. The various 1968 movements, and most revolutionary and peasant movements are
dramatic examples of this cyclical life cycle of social movements. Of course, history also has long term
cumulative trends as well as cycles. However, the cumulative historical trends seem not to have been generated primarily by
social movements. Some major social movements may nonetheless have contributed to these
trends. Examples may be past major religious movements, like Christianity, Islam or the
Reformation. Political movements like the French, Soviet
and Chinese revolutions are widely regarded as having changed the world for all future
time. Yet it is equally arguable that they had no cumulative effect on the world as a
whole, and that they have been subject to considerable reversal even at home.
As we will argue below, real existing socialism does not now appear to be an
irreversile cumulative long term trends, as its proponents claimed and some still think. Most social movements by far, however, leave little permanent and cumulative marks on history. Moreover, probably no social movement has ever achieved all of or precisely what its participants (who frequently had differing and sometimes conflicting aims) proposed. Indeed, many if not all social movements in the past effected rather different consequences from those that they intended. 4.
Social Movements Class Composition The new social movements in the West are
predominantly middle class based. This class composition of the social movements, of
course, reflects in the first instance the changing stratification of Western society from more to less bi-polar forms. The relative and now often absolute
reduction of the industrial labor force, like the agricultural one before it, and the
growth of tertiary service sector employment (even if much of it is low waged) and self-employment increased the relative
and absolute pool of middle class people. The decline in industrial working class
employment has reduced not only the size of this social sector but also its organizational
strength, militancy and consciousness in
"classical" working class and labor union movements. The grievances about
ecology, peace, womens rights, community organization, and identity including ethnicity
and minority nationalism, seems to be felt
and related to demands for justice predominantly among the middle classes (particularly in
the professional educational service sectors) in the West. However, ethnic, national, and
some religious movements straddle class and social strata more. In particular, minority
movements, such as the black civil rights and the Latin Chicano movements in the United
States, do have a substantial popular base, though much of the leadership and many of
their successful demands come from the middle class. Only nationalist chauvinism and
perhaps fundamentalist religiosity (but not religious cultism and spiritualism) seems to
mobilize working class and some minority people more massively than their often
nonetheless middle class leadership. Although most of these people's grievances may be
largely economically based through increased deprivation or reduced or even inverted
social mobility, they are mostly expressed through allegiance to social movements, which
pursue feminist, ecological, peace, community, ethnic/nationalist, and ideological
demands. In the Third World, social movements are
predominantly popular / working class. Not only does this class / strata have more weight
in the Third World, but its members are much more absolutely and relatively subject to
deprivation and (felt) injustice, which mobilizes
them in and through social movements. Moreover, the international and national / domestic burden of the present world economic crisis falls so heavily on these already low
income people as to pose serious threats to their physical and economic survival and
cultural identity. Therefore, they must mobilize to defend themselves -- through social
movements -- in the absence of the availability or possibility of existing social and political institutions to
defend them. These Third World social
movements are at once cooperative and competitive or conflictive. Among the most numerous,
active, and popular of these social movements are
a myriad of apparently spontaneous local rural and urban organizations / movements, which
seek to defend their members survival through cooperative consumption, distribution, and
also production. Examples are soup kitchens; distributors and often producers of basic
necessities, like bread; organizers, petitioners or negotiators, and sometimes fighters
for community infrastructure, like agricultural and urban land, water, electricity,
transport, etc. Recently there were over 1,500 such local community / movements in Rio de
Janeiro alone; and they are increasingly widespread and active in India's 600,000
villages. In other words, "the class
struggle" in much of the Third World continues and even intensifies; but it takes --
or expresses itself through -- many social movement forms as well as through the
"classical" labor (union) vs. capital and "its" state one. These
popular social movements and organizations are other instruments and expressions of
peoples struggle against exploitation and oppression and for survival and identity in a
complex dependent society, in which these movements are attempts at and instruments of
democratic self-empowerment of the people. In the Third World, region, locality,
residence, occupation, stratification, race, color, ethnicity, language, religion, etc.,
individually and in complex combinations are elements and instruments of domination and
liberation. Social movements and the "class struggle" they express inevitably
must also reflect this complex economic, political, social, cultural structure and
process. However, not unlike working class and
peasant movements before, these popular movements often have some middle class leadership and now ironically offer some opportunities for
employment and job satisfaction to otherwise unemployable middle class and intelligentia
professionals, teachers, priests, etc. who offer their services as leaders, organizers or
advisers to these community and other popular Third World social movements. More often than not, these local community
movements overlap with religious and ethnic
movements, which lend them strength and promote the defense and assertion of people's
identity. However, ethnic, national and religious movements
also straddle class membership more in the Third World. Ethnic, religious and other
"communal" movements in South Asia (Hindu, Moslem, Sikh, Tamil, Assamese and
many others) and elsewhere in the Third World -- and perhaps most dramatically and
tragically so in Lebanon -- also mobilize peoples against each other, however. The more
serious the economic crisis, and the political crisis of state and party to manage it, and
the greater the deception of previous aspirations and expectations, the more serious and
conflictive are these communal, sometimes racial, and
also community movements likely to grow in the popular demand for identity in many parts
of the Third World. The (so-called) Socialist East is by no
means exempt from this world wide movement to
social movements. The ten million mobilized by Solidarity in Poland and various movements in China are well known
examples, but other parts of Eastern Europe and even the Soviet Union are increasingly
visited by similar movements. However, corresponding
to the Socialist East's intermediary or overlapping position between the industrial
capitalist West and the Third World South (if these categories still have any utility or
meaning, which is increasingly doubtful), the social
movements in the Socialist East also seem to straddle or combine class / strata membership
more than in the West or the South. Ethnic,
nationalist, religious, ecological, peace, womens,
regional /community and (other)
protest movements with varied social membership are
on the rise both within and outside of the institutional and political structure
throughout the socialist countries for reasons and in response to changing circumstances similar to those in the
rest of the world. 5.
Social Movements and State Power Most social movements do not seek state
power, but autonomy, also from the state itself. For many participants and observers, this
statement is a truism; since not seeking - let alone wielding - state power is a sine qua
non of a social movement, and state power would negate the very essence and purpose of
most social movements. This incompatibility between social movement and state power is
perhaps most intuitively obvious for the womens movement(s). On the other hand, for both
participants and observers of social movements, it is hardly satisfactory to define or
even describe them in terms of what they are not, instead of what they are. The most numerous - because individually small
scale - social movements, which are community based, of course cannot seek state power.
However, similarly to the womens movement, the very notion of state or even political
party power for them would negate much of their grass roots aims and essence. These
community movements mobilize and organize their members in pursuit of material and
non-material ends, which they often regard unjustly denied to them by the state and its
institutions, including political parties. Among the non-material aims and methods of many
local community movements is more grass-roots participatory democracy and bottom-up self- determination. These are (sensed as being) denied to them by the
state and its political system. Therefore,
the community movements seek either to carve out greater self determination for themselves
within the state or to bypass the state altogether. These community movements have
recently mushroomed all over the South and West, although perhaps less so in the East. Of
necessity, in the South the community movements are more concerned with material needs
-and often survival itself -, while in the West many can afford to devote greater
attention to local grass roots participatory democracy. Of course, the for them
uncontrollable forces of the national and world economy severely limit the community
movements' room for manuever. Not even national states
have sufficient power - and do not protect the communities - in the face of world
economic forces beyond their control. That is why - perhaps ironically since they are even
more powerless - the local communities attempt protection on a self-empowering do it
yourself basis. Collective action and direction are consciously pursued and safeguarded,
and concentration of power is shunned as corrupting (as though speaking Actonian prose). The other side of this same coin is - especially during the economic crisis - the
increasing disappointment and frustration of many people with the economy itself.
"Economic growth," "economic development," "economic ends,"
"economic means," "economic necessities," "economic
austerity," - so many economic slogans and "solutions" - and they do not
satisfy people's needs for community, identity, spirituality, or often even material
welfare. Moreover, political (state) institutions are perceived as handmaidens rather than
alternatives or even satisfactory directors of these
supposed economic imperatives. No
wonder that particularly women, who suffer the most at the hands of the economy, are in
the forefront of non- and anti-economic extra-institutional
social movements, which offer or seek other solutions and rewards. Many social movements also respond to
peoples frustration with and sense of injustice towards political economic forces beyond
their control. Many of these economic forces - some(times) perceived, some(times) not -
emanate from the world economy in crisis. Significantly, people increasingly regard the
state, and its institutions, particulary political parties, as ineffective in face of
these powerful forces. Either the state and its political process can not or it will not face up to, let alone control, these economic
forces. In either case, the state and its institutions as well as the political process
and political parties where they exist, leave people at the mercy of forces to which they
have to respond by other means -- through
their own social movements. Accordingly,
people form or join largely protective and defensive social movements on the basis of
religious, ethnic, national, race, gender, ecological, peace, as well as community and
various "single" issues. Most of these movements mobilize and organize
themselves independently from the state, its institutions and political parties. They do
not regard the state or its institutions, and particularly membership or militancy in
political parties, as adequate or appropriate institutions for the pursuit of their aims.
Indeed, much of the membership and force of contemporary social movements is the
reflection of peoples disappointment and frustration with - and their search for
alternatives to - the political process, political parties, the state,and the capture of
state power in the West, South and East. The perceived failure of revolutionary as well as
reformist left wing parties and regimes in all parts of the world adequately to express
peoples protest and to offer viable and satisfying alternatives has been responsible for
much of the popular movement to social movements. However,
in many cases peoples grievances are against the state and its institutions; and in some
cases social movements seek to influence
state action through mostly outside - much more rarely inside - pressure. Only some ethnic
and nationalist, and in the Islamic world some religious, movements seek a state of their
own. One of the major problems of and with social
movements, nonetheless, is their co-existence with national states, their political
institutions, process and parties. An illustration of
this problem is the Green Movement / Party in Germany. The originally grass roots ecological movement became a political
party in the Parliament. The "Realo" (realist real politiek) wing argues that
the state, parliament, political parties, etc. are a fact of life, which the movement must
take account of and use to its advantage, and that influence is best exerted by entering
these institutions and cooperating with others from the inside. The "Fundi" (fundamentalist) wing argues
that participation in state institutions and coalitions with other political parties like
the Social Democrats compromises the Greens aims and prostitutes their fundamentals,
including that of being a movement. Ethnic,
national, religious, and some peace and community movements face similar problems.
Whatever they can do outside the state, the pressure sometimes becomes irresistible also
to try to act within the state, as or as part of or through a political party or other
state institution. But then the movement(s) run the danger of compromising their mission,
demobilizing or repelling their membership, and negating themselves as movements. The
question arises, whether the end justifies the means and is more achievable through other
more institutionalized non-movement means. Moreover, the question arises whether old
social movements which were often created as mass front organizations of political parties
are now replaced by new social movements, which themselves
form or join political parties. But in that case, what difference remains between
the old and the new social movements, and what happens to the non/extra/anti- state and
party sentiments and mobilization of many movement members? Perhaps the answer must be sought by shifting
the question to the examination of the life cycle of social movements and the replacement
of old new movements by new movements. 6.
Social Movements and Social Transformation Social movements are important agents of
social transformation and new vision, despite
their above mentioned defensiveness, limitations and relations to the state. One reason for the importance of social movements,
of course, is the void they fill where the state and other social and cultural
institutions are unable or unwilling to act in the interests of their members. Indeed, as
we have observed above, social movements step in where institutions do not exist, or where
they fail to serve or violate and contradict peoples interests. Often, social movements
step in where angels fear to tread. Although
many social movements, and particularly religious ones, invoke the sanctity of traditional
ways and values, other social movements are socially, culturally and otherwise innovative.
Nonetheless, if the circumstances that give rise to and support a social movement
disappear, so does the movement. If the movement achieves its aims or they become
irrelevant, it looses its appeal. It loses steam and fades away, or it becomes petrified. Much social transformation, cultural change
and economic development, however, occurs as the result of institutions, forces,
relations, etc. that are not social movements or the political process in national states.
World economic development, industrialization, technological change, social and cultural
"modernization", etc. were and are processes, which are hardly driven or
directed by social movements or political (state) institutions. Their intervention has
been more reactive than promotive. Although state intervention should not be
underestimated (as it is by the free marketeers), its limitations are ever greater in a
world economy whose cycles and trends are largely beyond control. Even
"socialist" state ownership and planning is now unable to direct or even to cope
with the forces of the world economy. This circumstance should make for more
realism and modesty about the prospects of social movements (or for that matter of
political institutions) and their policies to counteract or even modify, let alone to
escape from, these world economic forces -- but
they do not. On the contrary, the more powerful and uncontrollable the forces of the world
economy are, especially in the present period of world economic crisis, the more do they
generate social movements (and some political and ideological policies), which claim both
autonomy and immunity from these world economic forces and which promise to overcome them or to isolate their members from
them. Much of the attraction of many social movements, of course, comes precisely from the
moral force of their promise to free their
participants from the deeply felt unjust (threat of) deprivation of material necessities,
social status, and cultural identity. Therefore, objectively irrational hopes of salvation
appear as subjectively rational appeals to confront reality -- and to serve oneself and
ones soul through active participation in social movements. The message becomes the
medium, to invert Marshal McLuhan. The reference in this context to
"antisystemic" (social) movements (for instance by Amin and Wallerstein)
requires clarification, however. Many social movements are indeed anti-systemic in the
sense that the movements and their participants combat
or otherwise challenge the system or some aspect thereof. However, very few social
movements are antisystemic in their attempt, and still less in their success, to destroy
the system and to replace it by another one or none at all. There is overwhelming
historical evidence that social movements are not antisystemic in this sense. As we
observed above, the social consequences of social movements themselves are scarcely
cumulative. Moreover, their effects are often unintended, so that not infrequently these
effects are incorporated if not coopted by the system, which ends up being invigorated and
reenforced by social movements, which were anti-systemic
but did not turn out to be antisystemic. There is scarce contemporary evidence that in the
future the prospects for social movements and
their consequences will be very different from the past. Indeed, the systemic means, ends,
and consequences of social movements --even if some are subsequently coopted -- are to
modify the system "only" by changing its systemic linkages. 7.Delinking
and Transition to Socialism in Social Movements Social movements today and tomorrow may be
regarded as offering new interpretations and solutions to the problematiques of
"delinking" from capitalism and "transition to socialism." Southern dependent national state delinking from
the world capitalist economy and its cycles proved to be impossible during the postwar
period of expansion. Eastern socialist states and their planned economies have been
relinked to the world economy and both its cycles and its technological development during
the present crisis in the world economy. No national economy or its state and hardly any
political parties anywhere in the world today seriously regard delinking a national
economy to be a serious practical proposition. Therefore, the thesis about delinking -
stop the world, I want to get off - is in for an agonizing reappraisal from those (like
one of the present writers) who have sustained this as an option and a necessity. However,
if the national state and economy are not and cannot be independent today or in the
foreseeable future, perhaps the idea of
"delinking" can and should be reinterpreted rather than abandoned altogether. The problematique of "delinking"
may be reinterpreted through the different / new links, which many social movements are trying to forge, both between their members
and society and within society itself. The womens movement and some green ones are
examples. Many social movements seek to protect their members physically or spiritually
from the vagaries of the cyclical world economy and propose different kinds of links for
their members to the economy and society, which they also propose to help change. Perhaps
"delinking" should be amended to read different linking or changed links. In that case, it is the social
movements, which are changing some links into different ones for their members today. This
would include those religious and spiritualist movements, which claim to offer isolation
and protection from the traumas of the
secular world to their true believers, and some especially minority ethnic ones, which
seek to affirm identity among members and different links with the society around them. Similarly, the problematique and prospects
of transition to socialism may be reinterpreted in view of the experience with really
existing socialism and contemporary social movements. Really existing socialism has proven
unable to delink from the world capitalist economy. Moreover, despite its achievement in
promoting extensive growth (by mobilizing human and physical resources), it has failed to
provide adequately for intensive growth through technological development. Indeed, the
same state planning which was an asset for absolute industrial autarchic national growth
has proven to be a liability for competitive technological development in a rapidly
changing world economy. The
related political organization of really existing socialism has lost its efficacy at home
and its attraction abroad. Most importantly perhaps, it is becoming increasingly clear
that the road to a better "socialist" future
replacement of the present capitalist world economy does not lead via really
existing socialism. As the Polish planner Josef Pajestka observed at a recent meeting at
the Central School of Planning and Statistics in Warsaw, really existing socialism is
stuck on a side track. The world, as one of the present authors remarked, is rushing by in
the express train on the main track, even though as Pajestka retorted, it may be heading
for an abyss. Indeed, the utopian socialists -- whom Marx
condemned as utopian instead of scientific --
may turn out to have been much less utopian
than the supposedly scientific socialists, whose vision has turned out much more utopian
than realistic. In seeking and organizing to change society in smaller, immediate but
doable steps, which did not require state power, the utopian socialists were perhaps more
realistic than the scientific ones -- and they were more akin then to the social movements
of our time than the "scientific"
socialists of the intervening century. What is more, many utopian socialists proposed and
pursued social changes and particularly different gender relations, which were
subsequently abandoned or forgotten by scientific socialists. In Eve and the New
Jerusalem, Barbara Taylor documents the struggle, and where possible the implementation,
of womens rights and of participatory democracy by the (Robert) Owenite utopian
socialists, and the importance of the same as well among those associated with Fourier and
Saint-Simon. Participation was also present
in the early Marx as an antidote to the alienation, which concerned him and again many
social movments today. Thus, some contemporary social movements might benefit from greater
familiarity with the goals, organization, and experience of earlier utopian socialists --
and of some anarchists as well. The real transition to a
"socialist" alternative to the present world economy, society and polity,
therefore, may be much more in the hands of the social movements. Not only must they intervene for the sake of
survival to save as many people as possible from any threatening abyss. We must also look
to the social movements as the most active agents to forge new links, which can transform
the world in new directions. Moreover, although some social movements are sub-national,
few are national or inter-national (in the sense of being between nation states), and many
like the womens, peace and ecological movements could be trans-national (that is non
national) or people-to-people within the world system. Not surprisingly perhaps, there is
more transnationality among metropolitan based social movements than among the more
fragmented ones in the also more fragmented dependent Third World. This real social(ist) transformation - if any -
under the agency of the social movements will,
however, be more supple and multifarious than any illusionary "socialism in one
country" repeated again and again. 8.
Coalitions and Conflict Among Social Movements It may be useful - without seeking to give
any advice - to inquire into likely possibilities of conflict and overlap or coalitions
among different (kinds of) social movements. Aristophanes already remarked on the relation
between women and peace in Lysistrata. Riane Eisler has traced this same relation even
farther back in human society in her The Chalice and the Blade. Today, the womens and
peace movements share membership and leadership and certainly offer opportunities for
coalition. Substantial participant or
membership and leadership overlap can also be observed between womens movements and local
community movements. At least women are
especially - and in Latin America preponderantly - active in community movements, where
they acquire some feminist perspectives and press their own demands, which serve to modify
these movements, their communities, and hopefully society. In the West, there is a similar
if lesser overlap between community and peace movements, also with marked woman
leadership, which expresses itself in "nuclear free" communities for instance.
Again, environmental / ecological / green movements in the West are share compatible goals
and membership with womens, peace, and community movements. Therefore, these womens,
peace, environmental, and community movements
- all of which shy away from pursuit of
state power and most entanglements with political institutions - offer widespread
opportunities for coalitions among social movements. Moreover thanks to their
preponderance of women, they also manifest more communal, participatory, democratic,
mutual support, and networking instead of hierarchical relations among their participants
and offer hope for their greater spread
through society. Other areas of overlap, shared membership, and
compatibility or coalition may be observed among some religious and ethnic / national and sometimes racial movements. The movement led
by the Ayatollah Khomenei in Iran and some of his followers elsewhere in the Islamic world
is the most spectacular example, which has the most massive and successful mobilization of
recent times to its credit. The Sikhs in Punjab, the Tamils in Sri Lanka and perhaps
Solidarity in Poland, Albanians in Jugoslav Kosovo, and Irish Catholics in Northern
Ireland are other recent examples. Notably, however, these religious-ethnic-nationalist
movements also seek state power or institutional autonomy and sometimes incorporation with
a neighboring ethnic/national state. If communities are religiously and ethnically
homogeneous, there may be overlap or coalition with these larger movements. Opportunities for compatibility or coalition among
different social movements are enhanced and may be found when they have common
participants / membership and/or common
enemies. The common membership of women in general in various different social movements
has already been noted above. However, common membership also extends to individuals and particularly to individual women, who dedicate
active participation to various social movements at the same time and/or successively.
These people are in key positions to forge links if not coalitions among otherwise
different social movements. Such links can also emerge from the identification of one or
more common enemies like a particular state, government or tyrant; a certain dominant
institution or social, racial or ethnic group; or even less concretely identifiable
enemies like "the West," "imperialism," "capital," "the
state," "foreigners," "men," "authority," or
"hierarchy." Moreover, both the opportunities for coalition and the massiveness
and strength of social mobilization are probably enhanced when people perceive that they
must defend themselves against these enemies. There are also significant areas of conflict
and competition among social movements. Of course, movements of different religions and
ethnicities or races conflict and compete with each other. However, all of them also seem
to conflict and compete with the womens movement(s) and often with the peace movement. In
particular, virtually all religious, ethnic and national(ist) movements - like working
class and Marxist oriented movements and political parties as well - negate and sacrifice
womens interests. Moreover, they successfully compete with womens movements if any, which
lose ground they may already have gained to the onslaught of religious, ethnic and
nationalist movements. Religion and
nationalism, and even more so the two combined, seem to sacrifice womens interests and movements. Shiite Iran
delibertately increases womens opression. In Vietnam, Nicaragua and elsewhere, women first
participated actively in and benefited from nationalist struggle, but subsequently also
saw further advances of their interests sacrificed to the priority of "the national
interest" and in Nicaragua also to Catholic support. Similarly, nationalist and
national liberation movements in many parts of Asia and Africa tend to overlook and
neglect or even to suppress and combat minority ethnic and other movements and their
interests. Often, social movements also have serious
internal conflicts of ends and/or means. Of course, when social movements are coalitions,
especially for temporary tactical purposes, the participants may have different and
sometimes conflicting ends and/or preferences among means. These have been common, for
instance, among antiimperialist national liberation and socialist movements in the Third
World. The combination of religious with other social movements, such as those with
significant elements of liberation theology, also contain the potential for internal
conflict. Indeed, most religious or strongly
religiously oriented movements seem to contain important seeds of internal conflict
between progressive and regressive, and sometimes also escapist, aims. Appeal to religion, not to mention a Church, may
be the main or even the only recourse for
people to mobilize against a repressive regime or to overcome oppressive and/or alienating
circumstances. In this sense, religion offers a liberating progressive option, like
liberation theology and Church related community movements in Latin America, the Polish
Catholic Church, the movement against the Shah in Iran, and some ethnic / religious
communal (defense) movements in Asia. However, the same religion and church also contains
important regressive and reactionary elements. Regressive or even escapist elements are
the offer to bring back the golden age of seventh century Islam or even to eliminate all
traces of Westernization. Literally reactionary are the Islamic and Catholic attempts to
turn back or prevent the further development of progressive developments in gender
relations, including divorce, birthcontrol and socio economic opportunities for women, and
other civil rights and liberties. Indeed, religion is more often an instrument of
reactionary than of progressive forces in the West, East and South. 9. The
Impropriety of Outside "Good" Advice to Social Movements As long as the social movements have to
write their own scripts as they go along, they cannot use and can only reject as
counterproductive, any prescriptions from on high or outside as to where they should go or
how they should get there. In particular, the social movements cannot use the kind of
imaginary blueprints for the future, which Smith and Marx avoided but which have been so
popular among many of those who claim to speak in their name. For this reason also good
advice from intellectuals and other well meaning people is both hard to find and hard to
assimilate for the social movements. Most
inappropriate perhaps is supposed counsel from non-participant observers (like us?). On the other hand, many social movements can and do benefit from
the vision and organizational skill inputs by participants and more rarely from transient
outsiders, who transfer some vision and/or experience from other movements, parties, and
institutions. Many community movements, especially, also benefit from or even depend on
the support of outside institutions, such as the Church, non-governmental organizations
(NGOs), and occasionally even the state. Such aid and especially dependence also involves dangers of coaptation by these
institutions of individual leaders or intermediaries,
the leadership and its goals, or even the social movement itself. Nonetheless, what most characterizes
social movements is that they (must) do their own thing in their own way. In fact, perhaps
the most important thing that social movements have to offer both to their participants /
members and to others in the world is their own participatory self-transforming trial and error approach and adaptability. Herein
is the hope they promise for the future. 10.
The New Civil Democracy In conclusion, it may be asked how social
movements can be cyclical, temporary, defensive, mutually conflicting and weak (theses 3,
6 and 8) and at the same time forge new links that serve to transform society today
(thesis 7). The answer may be sought and perhaps found in the participation and contribution by social movements
to extending and redefining democracy in civil society.
In both bourgeois and socialist tradition
and practice, state formation and power held pride of place; and democracy was defined
primarily in terms of political or economic
participation in state affairs. Yet the institution and power of the state is manifestly
less and less adequate to deal with many social and individual concerns, especially in
civil society West, East and South. World economic and some political forces beyond its
control weaken the state towards the outside
and render it inadequate to serve its citizens interests on the inside. At the same time,
citizens multiple social, cultural, and individual "civil (society) " concerns
are inadequately or negatively addressed by state institutions or through state power.
This deficiency of political power (and democracy even where it exists) in or of the state
is perhaps exacerbated during periods of economic and other crisis, which render the
established political rules of the game increasingly inadequate. Therefore, multiple kinds of social movements
emerge and mobilize to rewrite the institutional (democratic?) political power rules of
the game -- and indeed thereby to redefine the game itself -- increasingly to rely on and
include new democratic social/civil power rules of the game in civil society. In so doing, they also help to shift the socio
political center of gravity from institutional political or economic democracy (or other
power) in the state towards more participatory civil democracy and power in civil society
and culture. These extend far beyond the family and home to other concerns where women
have a relatively greater presence and more important role than in the polity and economy. There are enormous and perhaps growing areas
of civil concern where political citizen reliance on institutional political state power is inadequate or downright
counterproductive. In these areas, the civil/social and ever more female citizens of civil
society increasingly democratically pursue their varied and often conflicting economic,
social, gender, community, cultural, ethnic, religious, ideological and other sometimes also political concerns. To
these ends, the citizens of civil society form and mobilize themselves through equally
varied autonomous and self-empowering social movements and non governmental organizations.
At the same time and partly as a result, demands
for democracy and its extension to -- or practical redefinition as also civil democracy --
are becoming increasingly insistent everywhere. In the West, more participatory democracy
is accompanied by or also reflected in, declining vote participation in political
elections. In the East, new democracy is manifested in civil social movements in China and
thousands of new civil clubs and other organizations as well as massive public
demonstrations under glasnost in the Soviet Union and Eastern Europe. In the South,
individual and massive participation in movements and organizations to reshape civil
society and culture are taking pride of place next to the capture and management of state
power, where democracy is increasingly missed. Thus, in this process the importance of
autonomous participatory civil democracy in civil society also increases relative to
political democracy in the state -- and self empowering participatory social movements
(with growing womens participation) importantly participate in this process of social
transformation. We are very grateful for most useful written comments to Orlando Fals Borda, Karl-Werner Brand, John Friedmann, Gerrit Huizer, Hans Peter Kriesi, Marianne Marchand, Andree Michel, Betita Martinez, Yildiz Sertel, and Marshall Wolfe, and to numerous other friends for oral ones. |
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